FEP Insights

Compliance is not a role for the quiet ones. Quite often it’s considered an unfortunate but necessary intrusion into day-to-day activity. ...
Looking to meet your ASIC general advice compliance requirements? Or want a quality education framework to universally or selectively ...
ASIC is scrutinising AFS license applications very closely – one slip and all your hard work is undone; your application is rejected and ...
In this second part of our 2-part series on the pros and cons of self-licensing, we’ve identified the five top reasons financial planners ...
To self-license, or not to self-license, that is the question. There’s plenty of buzz around the industry suggesting that self-licensing is ...
You’ve probably heard about the ‘Customer First Duty’, which is intended to replace today’s ‘Not Unsuitable’ test and improve customer ...
In part 2 of our 3-part vlog series, mortgage industry adviser Therese O’Neill shares 5 areas to watch for so you and your clients can ...
The popularity of payday loans has never been higher. But should we view small and medium amount loans as friend or a foe?
Your RG146 CPD compliance solution. cpdevolve provides financial participants and organisations with the complete online solution to ...